3/26/2026

Korea Pension Fund Backs KT, LG Chem Firectors, Rejects Buybacks, Proposals

Chosun Biz (South Korea) (03/26/26) Yoo-joeng, Kwon

The National Pension Service supported the appointment of the CEO and inside directors among the agenda items at the KT (NYSE: KT) and LG Chem (KRX: 051910) shareholders' meetings, while voting against the plan to dispose of treasury shares and against the shareholder proposal. The National Pension Fund stewardship responsibility expert committee held its sixth meeting on the 26th and reviewed how the National Pension Service would exercise its voting rights on agenda items for the regular shareholders' meetings of KT, LG Chem and Hyundai Rotem (KRX: 064350). First, the stewardship committee decided to support the appointments of CEO Park Yoon-young, inside director Park Hyun-jin and outside director Yoon Jong-soo among the agenda items for KT's shareholders' meeting to be held on the 31st of this month. However, it opposed the agenda item to approve the plan to hold and dispose of treasury shares, saying it was inconsistent with the previously disclosed purpose of "enhancing shareholder value." For the LG Chem shareholders' meeting to be held the same day, the stewardship committee decided to support the appointment of CEO Kim Dong-chun as an inside director while voting against the shareholder proposal from the U.K.-based hedge fund Palliser Capital. Recently, Palliser Capital submitted a shareholder proposal calling for the introduction of advisory shareholder proposals, the appointment of a lead independent director, and the repurchase and cancellation of treasury shares. Palliser Capital holds 0.67% equity in LG Chem. Regarding the "agenda item to amend the articles of incorporation to introduce advisory shareholder proposals," the committee explained, "We determined that the amendment, which would allow proposals to make the company's governance structure, capital allocation policy and executive compensation policy matters for the shareholders' meeting, could limit the board's authority." It also decided to oppose the agenda item to amend the articles to appoint a lead independent director, judging that "given that the board chair is currently an outside director and the role is separate from the CEO, there is little need to have a separate lead independent director." The committee also opposed the overhaul of the executive compensation system linked to the introduction of advisory shareholder proposals. The item would introduce equity-linked compensation and reflect the NAV (net worth asset value) discount rate and return on equity (ROE) in the key performance indicators (KPI). The committee explained, "The company has already disclosed a plan to monetize its equity in LG Energy Solution (KRX: 373220), and if equity monetization proceeds according to the shareholder proposal, it could negatively affect shareholder value." For the Hyundai Rotem shareholders' meeting on the 27th, the committee decided to support all items, including the appointment of President Lee Yong-bae as an inside director, the appointments of inside directors Cho Hyung-jun and Jeong Jae-ho, and the appointment of outside director Kwak Se-bung as a member of the audit committee.

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3/26/2026

Kadokawa’s Shareholder Oasis Management Raises Stake to 11.85%, Exceeding Sony’s

Automaton (03/26/26)

Oasis Management Company, a Hong-Kong based international hedge fund management firm, has acquired additional shares in major Japanese manga and game publisher Kadokawa (9468.T), as reported by GameBiz. According to the amended version of a report submitted to the Financial Services Agency, the number of shares held by Oasis increased from over 14 million to over 17 million, with its ownership percentage rising from 10.00% to 11.85%. A week ago, on March 19, we reported that Oasis had acquired an 8.86% stake in Kadokawa, exceeding the 5% threshold for “large shareholders.” Only five days later, it was revealed that Oasis had bought additional shares in Kadokawa, pushing their ownership percentage up to 10% (Source: GameBiz). With seemingly no time to waste until the general shareholders meeting scheduled for June, as mentioned earlier, the investor has yet again increased its stake, owning 11.18% of Kadokawa at the time of writing. As a result, Oasis has now become one of Kadokawa's largest shareholders, even exceeding Sony's 10.09% stake. To provide some background, Oasis Management Company is known as an activist investor, meaning that it seeks to buy significant stakes in companies in order to influence how they are managed, usually with the purpose of increasing shareholder returns (not to be confused with political activism). Asides from putting pressure on multiple major companies in Japan, within the video game industry, the fund is somewhat infamous for urging Nintendo to “immediately enter the mobile market” back in 2014. Earlier this month, Oasis stated that the purpose of its acquisition of Kadokawa shares is “portfolio investment” and “important proposal activities” in the interest of “protecting shareholder value.” While the fund hasn't announced anything specific so far, we will probably see whether and how the huge acquisition reflects on Kadokawa's leadership once June's general shareholders meeting is in session.

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3/25/2026

Proxy Battle Erupts at EagleBank: Investor Demands Board Overhaul and Strategy Shift

Washington Business Journal (03/25/26) Kline, Alan

An investor in Eagle Bancorp Inc. (NASDAQ: EGBN) is pressuring the struggling Bethesda company to shake up its board and cease its practice of selling off commercial real estate loans, arguing that big changes are needed to reverse two years of steep losses and return the bank to profitability. But the company, the parent of $10.5 billion-asset EagleBank, is fighting back, urging investors in a regulatory filing Tuesday to reject the investor’s slate of nominees and reelect most of its existing directors at its May annual meeting. The proxy battle exploded into view this week after the investor, Salt Lake City-based Diligence Capital Management, fired off a letter to Eagle Bancorp’s board of directors demanding the company replace Chairman James Soltesz and two other directors with three of its own nominees, all with experience turning around problem banks. Diligence Capital was also highly critical of the bank’s recent strategy of moving problem CRE loans, primarily office loans, off its books, arguing that holding those loans and working through them would produce better results. The proxy fight is playing out during a turbulent time for Eagle Bancorp, which lost more than $138 million last year after setting aside $280 million for problem CRE loans and is under investigation for potential violations of its anti-money-laundering controls. It’s also coming as the bank is searching for a new CEO to replace Susan Riel, who announced late last year she would step down by the end of 2026. Last week, the company disclosed it is paying out $1.2 million in bonuses to three top executives as incentives to keep them on during the leadership transition. Diligence Capital was founded in 2024 and is headed by James Abbott, a one-time bank analyst who later became the longtime head of relations at Zions Bancorporation (NASDAQ: ZION) in Salt Lake City. The company says it began amassing Eagle shares in July and owns about 27,500 — or less than 1% — of the bank's outstanding shares, according to reports. In the letter to Eagle’s board, Abbott said he and others at Diligence Capital have tried on three occasions since the fall to meet with company officials to discuss proposed governance changes and each time were rejected. Abbott is calling on the company to replace Soltesz, its chairman since November, when Riel stepped down from the chair role, as well as directors Benjamin Soto and Steven Freidkin. Soltesz, the CEO of Rockville engineering firm Soltesz Inc., has been a board member since 2007 and had been lead independent director since 2021 before being elevated to chairman. Soto, a D.C. real estate attorney, has been a board member of EagleBank since 2006 and the holding company since 2019, and Freidkin, the founder and CEO of McLean tech firm Ntiva Inc., joined the holding company board in 2021. In their place, Diligence has nominated Abbott, former Zions Chief Risk Officer Keith Maio and David Hooston, a former chief financial officer at four publicly traded banks. Diligence supports seven of the bank's other nominees, including Riel. "Diligence analyzed the qualifications of Eagle's board and believes the current composition lacks experience in bank turnaround situations, particularly navigating credit stress and elevated regulatory pressure," Diligence said in a statement. Eagle has reconstructed its board of late, adding two seasoned bank directors in September and just this week nominated Trevor Montano, a former chief investment officer at the Treasury Department and experienced bank director, to stand for election at the May 14 annual meeting. It's pushing back, though, against Diligence Capital's efforts to nominate its three candidates, arguing, among other things, that Diligence is an ordinary retail investor and not a registered shareholder and "therefore, is ineligible, to submit a notice of its intention to nominate director candidates." Eagle further argued that Diligence missed a key deadline for submitting its slate of nominees and did not file its notice with the Securities and Exchange Commission, in violation of the bank's bylaws. Apart from the board changes, Diligence is also calling for a slew of other governance changes at EagleBank. They include: keeping the roles of CEO and chair separate at least until the company's profitability and credit quality metrics are at peer levels; developing a three-year plan to fix risk and capital management issues and boost revenue growth and publish that plan by July 31; immediately ceasing the sale of CRE loans and hiring a team of workout specialists instead; and significantly improving disclosures surrounding its concentration of CRE loans. Eagle's shares were trading at $24.98 Wednesday morning, up 1.3% from Tuesday's closing price. The shares are up more than 16% since the start of the year though are trading well below their all-time high of nearly $70.

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3/25/2026

Trian, General Catalyst Poised to Win Janus Henderson Bidding War After Victory Capital Bows Out

Wall Street Journal (03/25/26) Schisgall, Elias; Miller, Nicholas G.

Victory Capital (NASDAQ: VCTR) withdrew its bid to acquire Janus Henderson (NYSE: JHG), clearing the way for Trian Fund Management and General Catalyst to buy the asset-management firm. Victory dropped out of the bidding war on Tuesday after Trian Fund Management and General Catalyst increased the value of their agreement to buy Janus by $3, to $52 a share in cash. The revised agreement represents a 25% premium to Janus Henderson’s closing price on Oct. 24, the last trading day before the initial Trian and General Catalyst proposal was made public, Janus Henderson said. The company said its board determined that the competing bid from Victory Capital isn’t a superior proposal to the deal with Trian and General Catalyst and “presents unacceptably high closing risks.” Victory said it was only ready to move forward with a proposal that had the full support of a special committee of the Janus board. “While the Company is disappointed with the process run by the Special Committee, its admiration for the Janus Henderson business and its talented investment professionals remains unchanged,” Victory said Tuesday. Victory shares were up 2.1%, to $69, in after-hours trading. Shares of Janus Henderson fell 1.4%. Victory’s proposal included $40 a share in cash and a fixed exchange ratio of 0.250 shares of its stock for each Janus share, which Victory on Monday said translated to total consideration of $57.05 a share. Janus Henderson said Trian and General Catalyst are committed to closing by mid-2026. If the transaction hasn’t been completed by June 30 because of a delay in regulatory approvals, Janus Henderson would be allowed to pay a dividend of $1 a share in each quarter between July 1 and closing.

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3/25/2026

Six Flags Appoints New Chair Amid Call for Sale

Reuters (03/25/26) Herbst-Bayliss, Svea

Theme park operator Six Flags Entertainment (FUN.N) on Wednesday announced a change in leadership on its board, naming Richard Haddrill as executive chairman. Last week Jana Partners told the company in a letter seen by Reuters that it wants the company to immediately appoint a new chairman and explore a sale. Marilyn Spiegel, who was named chair in January, will serve as lead independent director. She has been a director at Six Flags since 2023. Haddrill previously served as executive vice chairman of the board of Scientific Games and was chief executive of Bally Technologies (NYSE: BYI). “This change in board leadership is an important step in the right direction,” a representative for Jana said on Wednesday morning. Reuters reported last week that Jana's managing partner Scott Ostfeld wrote to the company that the hedge fund has concerns about the board's ability to "deliver" for shareholders and calls on the company to engage with buyers. Jana publicly expressed support for Six Flags new CEO John Reilly, who was appointed in November, but wrote last week that it wanted to see a new board chair after months of private engagement raised concerns about the group's effectiveness. Investors have only a few more days to decide on possibly launching a proxy fight by nominating director candidates to replace sitting board members. The theme park's stock price has climbed 10% this year but remains down 56% over the last 12 months. In February, Reilly had said that while 2025 results had come in short of the company's expectations, "the work completed over the past year has strengthened the foundation of our enterprise." He said the company improved park infrastructure, added new attractions, upgraded technology and enhanced food and beverage offerings. He also said the company's efforts are sure to "restore profitable growth that is sustainable over time." Jana is not the first investor to push Six Flags for changes. In October, only days before Jana's position was unveiled, the company added an executive from Sachem Head Capital Management, which owns roughly 5% of the company, to the board.

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3/25/2026

Italy Revises Enhanced Voting Rights Rules in Listed Firms to Prevent Misuse

Reuters (03/25/26) Fonte, Giuseppe

Italy plans to revise rules on enhanced voting rights to prevent leading shareholders from forcing the hand of minority investors in takeover bids aimed at de-listing companies, a draft decree seen by Reuters showed on Wednesday. Prime Minister Giorgia Meloni's government strengthened in 2024 a mechanism designed to boost voting power of key investors by up to ten-fold, to encourage owners to list their businesses in Milan without having to worry about losing control to other shareholders. Investors have, however, complained about an improper use of the new rules, which in some cases have been employed to take a company private, contrary to the government's plans. Rome will now provide for enhanced voting rights to be frozen at shareholder meetings called to vote on merger deals intended to delist a company or on plans to move its registered office abroad, the draft showed. Regardless of their misuse, the new rules on enhanced voting rights have angered asset managers including large foreign funds, which favor a "one share, one vote" rule that prevents a concentration of power in the hands of a few. Italy is a country where many businesses still have influential family or founding shareholders. The Italian market capitalization stood at 48% of gross domestic product (GDP) in 2025, according to data from market watchdog Consob, among the lowest in advanced economies. Amber Capital has argued the voting rules were being exploited to the detriment of smaller shareholders in the takeover of Milan-listed Antares Vision (ANV.MI) by U.S. technology group Crane NXT (NYSE: CXT). The decree also lifts a ban preventing two or more banking or insurance companies competing with each other from sharing members of their respective boards of directors, the so-called interlocking directorates. Introduced in Italy by former Prime Minister Mario Monti at the height of the financial crisis in late 2011, the ban on interlocking directorates was intended to safeguard the quality and independence of board decisions in the financial sector. Meloni decided to uphold a request championed by Italy's banking lobby ABI. The government justified the choice by arguing that rules on 'fit and proper' assessment for managers would achieve effects similar to those of the scrapped ban, through limits on the number of concurrent roles, time commitment requirements, and criteria relating to independence of judgment.

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3/25/2026

Italian Gunmaker Beretta Pushes to Raise Stake in Sturm Ruger

Financial Times (03/25/26) Barnes, Oliver

Beretta Holding, the world’s oldest firearms manufacturer, is pushing to boost its stake in U.S.-based Sturm Ruger (NYSE: RGR) to 30% in the latest escalation in the stand-off between the two gunmakers. The family-owned Italian firearms group has written to Ruger’s board to express its desire to boost its shareholding from just under 10% to 30%, according to a regulatory filing on Wednesday. Beretta, which traces its origins back to 16th-century Brescia, last month launched a proxy fight to install four rival directors on Ruger’s nine-member board, in an effort to push the company to engage on possible strategic partnerships. Ruger previously dismissed Beretta’s pressure campaign as an “ongoing creeping takeover,” arguing that Beretta had failed to negotiate in good faith. Ruger did not immediately respond to a request for comment. In the letter, Beretta, which is already Ruger’s largest shareholder, outlined plans to launch an all-cash tender to buy a further 20% of Ruger’s stock at $44.80 a share, a 10% premium to Tuesday’s closing price. “Our patience has run out,” wrote Beretta’s general manager Robert Eckert in the letter. “Since you have suspended further negotiations, the only choice we have for seeking to increase our position and more strongly aligning our interests is to make a tender offer directly to Ruger shareholders.” Beretta asked Ruger to waive its poison pill takeover defense — adopted in October after Beretta disclosed its stake — to allow the tender offer to be put to shareholders. It gave Ruger until the end of this month to respond to the request. The move by Beretta is the latest shot across the bow in the Italian group’s efforts to shake up its struggling U.S. rival, whose board it accused in a letter last week of overseeing share price underperformance, poor financial results and corporate governance failings. Beretta, which generated almost €1.7 billion in sales in 2024, is best known for its eponymous pistol as well as assault rifles and hunting shotguns. Ruger is one of the best-known revolver manufacturers and also makes hunting rifles. Shares in Ruger, one of only two listed U.S. gunmakers alongside Smith & Wesson (NASDAQ: SWBI), have lost more than half their value since rising to record highs in late 2021, leaving it with a market value of nearly $650 million at Tuesday’s close. Ruger said in a public letter earlier this month that Beretta repeatedly threatened to “go to war” if its demands, which included for Ruger to issue additional stock at a discount to market price to allow Beretta to further boost its stake, were not met. “The board is committed to continuing to act decisively to protect Ruger’s other stockholders from Beretta’s aggressive campaign to seize control on unfair terms,” Ruger said. Beretta stressed in the letter that it was “not seeking control of Ruger.” The company — which is run by Pietro Gussalli Beretta, a 15th-generation descendant of founder Bartolomeo Beretta — remained open to further negotiations with Ruger, according to a person familiar with the matter. In the letter, Beretta pushed back at the idea that it is a direct competitor to Ruger, arguing that shotguns make up most of its U.S. sales, meaning there is little overlap with Ruger’s most popular rifle and pistol products. The United States, with its liberal gun laws provided by the Second Amendment, is the biggest market for firearms manufacturers.

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3/24/2026

Liontrust Calls Out GAM Alternatives Managers for 'Not Seeking Any Dialogue' With Board

Investment Week (03/24/26) Angeloni, Cristian

The board of Liontrust Asset Management (LON: LIO) has hit back at investors and GAM Alternatives portfolio managers Albert Saporta and Randel Freeman after the duo called for a strategic review and sale of the firm. Liontrust told Investment Week that the two managers "had not sought any dialogue with Liontrust prior to their open letter" and that the asset manager would have welcomed such a discussion and would have sought to "engage constructively" with them. In an open letter on Monday (March 23) the two managers, who co-run the GAM Global Opportunities and GAM Global Special Situations funds representing 3.6% of Liontrust, highlighted that Liontrust's share price dropped by 60% in less than three years and by 85% since its 2021 peak, while assets under management have almost halved over the same period, from £42.3 billion to £22 billion. The manager duo also called out Liontrust CEO John Ions's compensation, which has totaled £40 million since taking on the top job in 2010, as they claimed it was "unheard of in the UK." Liontrust's acquisitions were also criticized for being "value destruction on a grand scale." "We wonder how it is possible for an executive team to be in place for such a long time on such a compensation scheme given such appalling circumstances," Saporta and Freeman added. Liontrust mentioned a "challenging environment for active asset managers," but defended its proposed £10 million acquisition of River Global, aimed at diversifying its product range and expected to be "materially EPS accretive" from 2028. The board added: "We have been successful in expanding our client base globally and have secured new institutional mandates in recent months, demonstrating the progress we have made against our strategic objectives." Liontrust had tried to acquire GAM in the summer of 2023 but, after a six-month spat with GAM investor group NewGAMe and Bruellan, the deal fell through.

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