8/12/2026

Elliott Investment Management Names Candidates for Board of Northern Star

Bloomberg (08/12/26) Hunt, Paul-Alain

Elliott Investment Management LP has suggested six candidates for the board of Australia’s biggest gold miner Northern Star Resources Ltd. (ASX: NST), stepping up its campaign to improve the company’s performance. Mark Cutifani, former chief executive officer of Anglo American Plc (LON: AAL), and Graham Shuttleworth, former chief financial officer of Barrick Gold Corp. (NYSE: B), were among those named by Elliott on Wednesday. The miner should appoint these candidates to oversee an “objective, thorough strategic and operational review,” Elliott said in an open letter. Its release comes a week before Northern Star’s full-year results are unveiled on Aug. 20. The other board candidates put forward are Susan Corlett, former Investment Director at Pacific Road Capital; Paul Graves, former CEO of Arcadium Lithium Ltd. (NYSE: ALTM); Mick McMullen, an ex-CEO of Metals Acquisition Corp. (NYSE: MTAL); and Peter Rozenauers, a former managing partner at Orion Resource Partners. Northern Star has repeatedly lowered its production guidance over the past year as issues at its Kalgoorlie processing plant in Western Australia constrained production and weighed on its performance relative to peers. Elliott has amassed a 5.6% stake in the company since launching its campaign against the miner in June, when it called for the potential sale of the business and a new CEO with operational and turnaround experience. A month later, Glencore Plc’s (LON: GLEN) head of nickel and zinc, Suresh Vadnagra, was appointed to the role, to replace outgoing CEO Stuart Tonkin on Oct. 5. “We have recruited a broad and complementary pool of candidates because we believe the scale of change required is significant,” Elliott said in the letter. “A company with assets of this caliber should be among the sector's strongest performers. Yet over the past several years, Northern Star's total shareholder return has severely lagged that of its peers,” it added. Sydney-listed shares in Northern Star closed 0.7% higher on Wednesday. A spokesperson for the company did not immediately respond to a request for comment.

Read the article

8/12/2026

Ashland Explores Sale as Private Equity Giants Circle

Personal Care Insights (08/12/26) Meintjes, Mieke

Specialty cosmetic ingredient manufacturer Ashland (NYSE: ASH) is exploring a possible sale as other beauty companies and private equity firms are prospecting its specialty cosmetic ingredients portfolio. Following the news, the company’s stock jumped 6%. The move comes after months of pressure from investors, who have been pushing the chemical maker to put itself up for sale. Ashland is now reportedly collaborating with two major banks, Citigroup (NYSE: C) and Lazard (NYSE: LAZ), to help it manage the sales process, according to Bloomberg. The company is also currently in talks with both strategic buyers and financial investors, according to sources close to the matter. While discussions are ongoing, there is no guarantee that a deal will go through. Ashland has a current market value of approximately U.S.$3.5 billion. Several large private equity groups have reportedly made contact with the company, including Apollo Global Management, Carlyle Group, and Advent International — the powerhouse behind Olaplex (NASDAQ: OLPX), Laura Mercier, and most recently, Salt & Stone. Moreover, Standard Industries (NSE: SIL), which is already one of Ashland's biggest shareholders, has also expressed interest in a potential deal. News of the potential sale follows prolonged pressure from investor groups. At the beginning of June, Ancora Holdings publicly announced that it had a significant stake in Ashland and was pushing for a sale. At the time, the firm estimated a sale could boost the share price by 30%, believing the company’s value strategy wasn’t aggressive enough. By late June, a second firm, Cruiser Capital Advisors, also began pushing Ashland’s board to pursue a sale. Both investors reportedly threatened proxy fights if the company did not make tangible progress toward a sale by September, when the company holds its director nominations. Ashland supplies specialty ingredients for personal care and other consumer markets. At the end of July, Ashland announced it reached a “cooperation agreement” with Ancora Holdings. As part of the agreement, Ashland expanded its board by appointing two new directors effective immediately and created a capital allocation committee. “The newly formed capital allocation advisory committee will support and make recommendations to the board regarding the company’s capital allocation approach and strategic planning,” Ashland’s notice reads. In Q3, Ashland’s sales rose 7% year-over-year to U.S.$497 million. The company said it achieved volume gains across all four business units, with the Personal Care segment a standout performer. The segment delivered U.S.$155 million in sales, marking a 5% increase, driven by growth in skin care, biofunctional actives, and microbial protection. The company’s adjusted EBITDA slipped 4% to U.S.$109 million. The figure was weighed down by lingering operational challenges, inflation-related cost pressures, and higher incentive compensation costs. Earlier this year, Ashland also announced that it was adjusting its pricing strategies amid the Iran War. Despite citing some operational hurdles, the company’s cash generation remained relatively healthy in Q3 with U.S.$103 million in ongoing free cash flow and net leverage sitting at 2.4 times, in line with its long-term target. Days after the results were posted, Ashland’s board declared a quarterly cash dividend. The move comes on the heels of the capital allocation advisory committee’s formation, indicating that it is already donning responsibilities, including overseeing cash returns to shareholders.

Read the article

8/12/2026

Ethan Allen Challenged by Douglas Bergeron

CT Insider (08/12/26) Turmelle, Luther

An internal struggle has begun for control of Ethan Allen Interiors (NYSE: ETD). An investor has notified the federal U.S. Securities and Exchange Commission (SEC) that he is proposing an alternative slate of candidates to challenge the board of director at the home furnishings giant. Douglas Bergeron has 5% of the company's voting shares in his control and SEC regulations require that the commission be notified when an individual reaches that stock ownership threshold and plans to influence or control the company. He made his SEC filing Wednesday. Bergeron has nominated himself and five other individuals to serve on the board. In a press release issued Wednesday, Ethan Allen officials confirmed that they had received Bergeron's board nominations. "The Board and its Corporate Governance, Nominations and Sustainability Committee will review the proposed director nominees and present the Board’s recommendation regarding director nominees in the Company’s definitive proxy statement, which will be filed with the SEC and mailed to all Ethan Allen shareholders eligible to vote at the 2026 Annual Meeting," company officials said in a statement. The annual meeting date for the company's 2026 annual meeting has not been set yet. The meeting is typically held in early November. Bergeron is president of DGB Investment, a privately held diversified investment firm. He is the former chief executive officer of New York City-based VeriFone, a company that provides point of sale electronic devices, according to the SEC filing. In his filing, Bergeron described Ethan Allen's shares as undervalued and said the company's business is "behaving like a melting ice cube." "And melting ice cubes eventually disappear," his written statement that was with the filing said in part. "I believe the Company has the potential to triple shareholder value over the next three years. The obstacle to growth is not the brand or the underlying business; it is the governance and leadership overseeing it." Bergeron said Ethan Allen’s current board "has allowed the company to stagnate and shrink under the same leadership that has failed to deliver meaningful growth for nearly two decades." "The Company has only paid lip service to shareholder demands for investment in innovation, modernization and the digital capabilities needed to compete in today’s growing luxury furniture market," his statement said in part. "The result is a business whose revenue has declined for two decades, shrinking while competitors have taken market share and grown into multi-billion-dollar platforms." Bergeron's filing came a week after Ethan Allen announced fourth quarter and full year fiscal 2026 earnings on July 29 that were down from the previous year. Fourth quarter earnings for company were $11.75 million, down from $12.27 million during the same period a year ago. Bergeron touted how he led a $50 million buyout of VeriFone from computer giant Hewlett-Packard in 2001and spent 12 years at its chief executive officer. During that time, according to Bergeron, VeriFone revenue grew from less than $300 million to more than $2 billion. Bergeron said Ethan Allen's existing board has failed to spend adequately on marketing. He said that increased marketing of the brand and improving the company's technology could be "funded by reducing non-core costs and distractions, including the continued operation of a hotel." Ethan Allen has operated the 193-room hotel next to its headquarters in Danbury since 1974. The company uses the hotel as a physical showroom and live marketing showcase for its home furnishings. Every guest room and suite in the hotel has Ethan Allen's custom furniture, mattresses, and decor. Bergeron said unlike Ethan Allen, the company's rivals in the premium furniture sector - such as Williams-Sonoma (NYSE: WSM) and Arhaus (NASDAQ: ARHS) - "have continually reinvented themselves to meet the needs of changing customers and, in the process, built multibillion-dollar platforms." "These peers have grown by reinvesting in brand, digital capabilities, elevated store experiences, customer acquisition and omnichannel execution – and by executing those investments with discipline, creativity and urgency," he said. In addition to Bergeron himself, his other board nominees are: Anna Brockway, a co-founder and former president of the luxury vintage home furnishings brand Chairish; Kristine Miller, who most recently served as chief strategy officer for eBay (NASDAQ: EBAY); Steve Oblak, who is a former chief commercial officer for online furniture retailer Wayfair (NYSE: W); Lindsay O'Reilly, currently an executive advisor to PricewaterhouseCoopers LLP and Stefanie Tsen Ward, who most recently served as chief integrated retail and customer officer at Neiman Marcus Group. The company said in an SEC filing in February that it had cuts its workforce by five percent over the past year. It had 3,149 employees at the end of 2025, which represented Ethan Allen's fiscal 2026 first half. That workforce total represented a decline of 169 workers from the end of 2024.

Read the article

8/12/2026

Wendy’s Stock Jumps on Report of Potential Takeover Bid From Nelson Peltz’s Trian Fund Management

CNBC (08/12/26) Lucas, Amelia

Shares of Wendy’s (NASDAQ: WEN) jumped as much as 15% in morning trading on Wednesday after the Financial Times reported that Nelson Peltz’s Trian Fund Management is preparing a takeover bid for the struggling burger chain. The stock, which is only up about 1% this year, was temporarily halted for volatility. Trian is working on a proposal with backing from an assortment of other investors, like BlueFive Capital and the Flynn Group, a large Wendy’s franchisee, according to the report, which cited sources familiar with the matter. Representatives for Peltz and Wendy’s did not immediately respond to requests for comment from CNBC. The report comes days after Wendy’s reported its sixth straight quarter of same-store sales declines. That disappointing performance has helped Restaurant Brands International’s (NYSE: QSR) Burger King overtake Wendy’s as the second-largest burger chain in the United States by system sales. As value has become increasingly important to consumers, Wendy’s has struggled to win over diners. A revolving door of chief executives over the last three years hasn’t helped matters, resulting in muddled strategies to turn around the business. Wendy’s latest CEO, Bob Wright, joined the chain after leading Potbelly through its own take-private deal. This isn’t the first time that Trian has considered taking Wendy’s private; most recently, the firm said it was exploring a takeover of Wendy’s in 2022, but later decided against it. Trian owns a 7.85% stake in Wendy’s, and Peltz has a 16.24% interest, according to a regulatory filing from February that also called the stock “undervalued.” Peltz’s relationship with Wendy’s dates back to an activist campaign he led more than two decades ago. In 2024, Wendy’s named Peltz as chairman emeritus after he spent 17 years on the company’s board. Trian executive Peter May and Peltz’s son, Bradley, still sit on Wendy’s board.

Read the article

8/11/2026

Erez Asset Management Asset Pushes UMH REIT to Explore Sale

Bloomberg (08/11/26) Sun, Mengqi

Erez Asset Management is pushing UMH Properties Inc. (NYSE: UMH) to explore a sale, ramping up the investor’s campaign against the real estate investment trust. The value-oriented investment firm focused on REITs said there is “serious interest” in UMH from strategic and financial buyers that have sought to engage with the company but have been ignored or rebuffed, according to a July letter to UMH’s board that was reviewed by Bloomberg News. A “thoughtful” review of strategic alternatives including a potential sale is “prudent and warranted,” Erez Chairman and Chief Investment Officer Bruce Schanzer said in the letter. Erez, which sought to shake up UMH’s board in May, currently owns about 4.7% of the REIT’s shares, according to the letter. The investor plans to disclose that it has raised its stake to 5% as soon as Tuesday, according to a person familiar with the matter who asked not to be identified because the details are private. UMH shares fell 1.4% to $15.68 in New York trading Monday, giving it a market value of about $1.34 billion. The stock is down 3.6% over the past year. A spokesperson for UMH didn’t immediately respond to a request for comment. A representative for Erez declined to comment on the firm’s plans to increase its holdings. The push at UMH comes as private equity shows increasing interest in manufactured housing. Brookfield Asset Management has taken a stake in Yes! Communities, one of the largest manufactured home community owners in the United States. Freehold, New Jersey-based UMH owns and operates manufactured home communities, as well as rental self-storage units. UMH Chairman Eugene Landy founded the company in 1968 and his son, Samuel is now the firm's chief executive officer. Other members of the Landy family also work at UMH, where more than 5% of shares are held by insiders, according to data compiled by Bloomberg. “The private market for high-quality manufactured housing assets, such as those owned by UMH, remained exceptionally robust, while UMH has struggled for years to achieve a public market valuation that appropriately reflects the value of its underlying real estate,” Schanzer said. Schanzer said his fund conducted a property-by-property analysis of UMH’s portfolio and pegs its net asset value at $21.25 to $24.25 per share. “We believe this valuation disconnect reflects years of poor strategic execution, ineffective capital allocation, and repeated decisions that have failed to maximize shareholder value,” Schanzer wrote. Schanzer asked UMH to respond by July 20 to arrange a meeting to review Erez’s analysis of the REIT’s operating performance, capital allocation, valuation and strategic options. He said Erez is committed to working constructively with the UMH board and management to maximize value but would consider other actions if the company declines to engage or refuses to conduct a review. The letter is the latest development in Erez’s campaign against UMH. The New Rochelle, New York-based investor in May launched a “vote-no” campaign at UMH, pushing to remove independent director Matthew Hirsch from the board ahead of its annual meeting. The challenge gained support from proxy advisory firm Institutional Shareholder Services but wasn’t successful. Erez has launched campaigns at REITs including Veris Residential Inc. and Whitestone REIT, pushing them to explore a sale. Both were bought this year.

Read the article

8/11/2026

Anavex Urges Shareholders to Back Board Slate Amid Proxy Fight

Investing.com (08/11/26)

Anavex Life Sciences Corp. (NASDAQ: AVXL) filed definitive proxy materials with the U.S. Securities and Exchange Commission on Monday in connection with its 2026 Annual Meeting of Stockholders scheduled for September 24, 2026, according to a press release statement. The clinical-stage biopharmaceutical company is seeking shareholder support for its six director nominees as it faces a proxy contest from PVG Asset Management Corporation. Stockholders of record as of July 31, 2026 will be entitled to vote at the meeting. Anavex’s board is nominating four current independent directors and two new independent candidates: Dr. Jiong Ma, Dr. Peter Donhauser, Dr. Axel Paeger, Dr. Claus van der Velden, Gautam Patel, and Dr. Adrian Senderowicz. If elected, half of the board will have been refreshed since the beginning of 2026. The company appointed Dr. Terrie Kellmeyer as interim CEO following the termination of its former CEO in April 2026. Dr. Kellmeyer previously served as Senior Vice President of Clinical Development and Senior Advisor to Anavex. Anavex opened an investigational new drug application for early Alzheimer's disease with the FDA in March 2026. The company is conducting two clinical pharmacology studies: an absorption, distribution, metabolism and excretion study expected to begin in the third calendar quarter of 2026, and a drug-drug interaction study where dosing has started. The company received a delinquency notification from Nasdaq on May 20, 2026 for failing to timely file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2026. The notice did not affect the company's listing on The Nasdaq Global Select Market. Anavex has submitted a compliance plan to Nasdaq. PVG Asset Management and Patrick Adams together own 0.35% of Anavex’s outstanding shares, according to the company.

Read the article

8/11/2026

Lionsgate Faces Activist Pressure to Sell Itself in ‘AI Era’

Semafor (08/11/26) Goswami, Rohan

Anson Funds is pushing movie studio Lionsgate (NYSE: LION) to redefine itself for “the AI era” or put itself up for sale. “The rise of generative AI has led the market to sort companies bluntly into ‘AI winners’ and ‘AI losers,’” Anson’s Sagar Gupta wrote in a July letter to Lionsgate’s board reviewed by Semafor. “Lionsgate’s stock has reacted sharply—and negatively—to the release of new AI video models, including Sora and Seedance, which we believe reflects a default market assumption that a studio is more likely to be an AI casualty than an AI beneficiary.” Anson underscored that it believes Lionsgate could actually enjoy a premium as the owner of thousands of films, given the IP licensing that could come from that library, but that it had struggled to define that to investors. Lionsgate, home to Rambo, The Hunger Games, and John Wick, has been fielding informal interest for some time, Semafor reported earlier this year, as activists eye the potential takeover option. With a rich library of 20,000 titles at a time when streaming platforms are desperate for good content, the company has signaled to investors that it has been willing to consider all options. The company declined to comment for this article but told investors on its earnings call last week that it hasn’t “engaged in any substantive conversations” with potential acquirers. Anson Funds took a position in Lionsgate last year, and has been meeting with management to push it to either sell or strengthen its AI hand and messaging as shares continue to dive on competition from AI labs’ video tools, according to people familiar with the matter. Shares in the company are up 36% so far this year, but have dropped 7% in the last month as questions increase about the future of Lionsgate’s business model. “Amazon’s (NASDAQ: AMZN) acquisition of MGM, Microsoft’s (NASDAQ: MSFT) acquisition of Activision Blizzard, and the recent, hard-fought contest between Netflix (NASDAQ: NFLX) and Ellison-backed Paramount Skydance (NASDAQ: PSKY) for Warner Bros. Discovery (NASDAQ: WBD) all demonstrate that technology and streaming players are already willing to acquire premium IP rather than simply license it,” Gupta wrote in his July letter. Lionsgate has been receiving informal advice from at least two investment banks, but has not yet hired either of those banks to run a formal strategic review, according to a person familiar with the discussions. While any number of suitors, including big tech companies, could participate in a Lionsgate sale process, one big fish has already said it would sit it out: Netflix, which in response to a Semafor report earlier this year denied it was pursuing the studio.

Read the article