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      • Orbimed Advisors LLC
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      • Sessa Capital, L.P.
      • Soroban Capital Partners LLC
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      • Southeastern Asset Management, Inc.
      • St Denis J. Villere & Co., LLC
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      • Taconic Capital Advisors L.P.
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      • Tontine Capital Partners, LP
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    • Inactive Filers
      • Atlantic Investment Management, Inc.
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      • Clinton Group, Inc.
      • Coppersmith Capital Management, LLC
      • Costa Brava Partnership
      • David M Knott
      • DellaCamera Capital Management
      • Dialectic Capital Management, LLC
      • Discovery Group
      • ESL Investments, L.P.
      • FrontFour Capital Group
      • Harbinger Capital
      • Inclusive Capital Partners LP
      • Jefferies Financial Group Inc.
      • Liberation Investment Group
      • Marathon Partners, LP
      • Marcato Capital Management LP
      • Millenco, LP
      • MMI Investments, LP
      • New Mountain Vantage LP
      • Newcastle Partners
      • Oliver Press Partners, LLC
      • Orange Capital, LLC
      • Owl Creek
      • Point72 Asset Management, L.P.
      • Red Mountain Capital Partners LLC
      • Relational Investors, LLC
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  • Advisor Resource
    • Bank of America
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    • Consello
    • Evercore Partners
    • J.P. Morgan Chase & Co.
    • Jefferies Group LLC
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    • Societe Generale
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  • Company
    Vulnerability
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    Center
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    Resources
    • Deadline Calendar
    • Standstill Database
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    • Voting Database
  • Active Filers
  • Other Filers
  • Inactive Filers
  • Alden Global Capital Ltd.
  • Ananym Capital Management
  • Ancora Advisors, LLC
  • Anson Funds
  • B. Riley Financial Inc.
  • Barington Capital Group
  • Biglari Holdings Inc.
  • Blackwells Capital LLC
  • Browning West LP
  • Caligan Partners LP
  • Cannell Capital, LLC
  • Carl Icahn
  • Cevian Capital
  • Corvex Management LP
  • Crescendo Partners
  • DE Shaw & Co, LP
  • Elliott Investment Management
  • Eminence Capital
  • Engaged Capital LLC
  • Engine Capital, L.P.
  • Engine No. 1 LLC
  • Farallon Capital Management, LLC
  • HG Vora Capital Management, LLC
  • Hudson Executive Capital LP
  • Impactive Capital
  • Irenic Capital Management
  • JANA Partners, LLC
  • Joseph Stilwell
  • Land and Buildings Investment Management
  • Lawrence Seidman
  • Legion Partners Asset Management, LLC
  • Lion Point Capital LP
  • Macellum Capital Management, LLC
  • Mantle Ridge LP
  • Nierenberg Investment Management
  • Northern Right Capital Management, L.P.
  • Pershing Square, LLC
  • PL Capital, LLC
  • Politan Capital Management LP
  • Praesidium Investment Management Company, LLC
  • RC Ventures LLC
  • Rubric Capital Management LP
  • Sachem Head Capital Management
  • Sarissa Capital Management LP
  • Scopia Capital Management LP
  • Starboard Value
  • Steel Partners LLC
  • TCI Fund Management LTD
  • Third Point, LLC
  • Trian Fund Management, LP
  • ValueAct Capital
  • VIEX Capital Advisors, LLC
  • Vintage Capital Management, LLC
  • Vision One Capital Management
  • Voss Capital LLC
  • Alta Fox Capital Management, LLC
  • Altai Capital Management, L.P.
  • Altimeter Capital Management, LP
  • Bandera Partners LLC
  • Basswood Capital Management, L.L.C.
  • Biotechnology Value Fund
  • Bradley L. Radoff
  • CapGen Capital Group III LP
  • Carl E. Berg
  • Carlson Capital
  • Clover Partners, L.P.
  • Coliseum Capital Management, LLC
  • Cruiser Capital Advisors, LLC
  • David L. Sokol
  • Driver Management Company LLC
  • Edenbrook Capital, LLC
  • EJF Capital LLC
  • Esopus Creek Value Fund
  • Fairholme Capital Management
  • Fir Tree Inc.
  • First Manhattan Co
  • Foundation Asset Management, LLC
  • Garden Investment Management, L.P.
  • Gem Investment Advisors, LLC
  • Glenhill Capital, LP
  • Glenview Capital Management, LLC
  • Greenlight Capital, LLC
  • Grizzlyrock Institutional Value Partners, LP
  • H Partners Management, LLC
  • Harvest Capital Strategies, LLC
  • HealthCor Management, LP
  • Hestia Capital Partners
  • Highland Capital Management, LP
  • Ides Capital Management LP
  • Indaba Capital Management, L.P.
  • JCP Investment Management, LLC
  • Kanen Wealth Management LLC
  • Kimmeridge Energy Management Co.
  • KORR Acquisitions Group, Inc.
  • Lane Five Capital Management, LP
  • LionEye Capital Management LLC
  • Luxor Capital Group, LP
  • Maglan Capital LP
  • Mangrove Partners
  • Merriman Wealth Management, LLC
  • MHR Fund Management
  • Mount Kellett Capital Management LP
  • Mudrick Capital Management, L.P.
  • Neuberger Berman Group LLC
  • Oasis Management Company
  • O-Cap Partners, L.P.
  • Orbimed Advisors LLC
  • Paulson & Co.
  • Privet Fund LP
  • PW Partners, LLC
  • Raging Capital Management
  • Red Alder LLC
  • Richmond Brothers, Inc.
  • RiverNorth Capital Management, LLC
  • Roumell Asset Management, LLC
  • Sessa Capital, L.P.
  • Soroban Capital Partners LLC
  • Soros Fund Management LLC
  • Southeastern Asset Management, Inc.
  • St Denis J. Villere & Co., LLC
  • Stadium Capital Management, LLC
  • Stonerise Capital Management, LLC
  • Taconic Capital Advisors L.P.
  • Talisman Group Investments, L.L.C.
  • Tontine Capital Partners, LP
  • Tourbillon Capital Partners, L.P.
  • TPG-Axon Capital Management
  • Vintage Capital Management, LLC
  • Voce Capital Management
  • Wildcat Capital Management, LLC
  • Wintergreen Advisers, LLC
  • Wynnefield Capital
  • Yucaipa Companies LLC
  • Atlantic Investment Management, Inc.
  • Becker Drapkin Management, L.P.
  • Blue Harbour Group, LP
  • Blum Capital Partners, LP
  • Breeden Capital Management, LLC
  • Casablanca Capital LLC
  • Clinton Group, Inc.
  • Coppersmith Capital Management, LLC
  • Costa Brava Partnership
  • David M Knott
  • DellaCamera Capital Management
  • Dialectic Capital Management, LLC
  • Discovery Group
  • ESL Investments, L.P.
  • FrontFour Capital Group
  • Harbinger Capital
  • Inclusive Capital Partners LP
  • Jefferies Financial Group Inc.
  • Liberation Investment Group
  • Marathon Partners, LP
  • Marcato Capital Management LP
  • Millenco, LP
  • MMI Investments, LP
  • New Mountain Vantage LP
  • Newcastle Partners
  • Oliver Press Partners, LLC
  • Orange Capital, LLC
  • Owl Creek
  • Point72 Asset Management, L.P.
  • Red Mountain Capital Partners LLC
  • Relational Investors, LLC
  • Sageview Capital, LLC
  • Sandell Asset Management Corp
  • Schultze Asset Management
  • SCSF Equities, LLC
  • Shamrock Activist Value Fund
  • Third Avenue Management LLC
  • VA SmallCap Partners LLC
  • 3D Investment Partners
  • ADW Capital Management, LLC
  • Align Partners Capital Management
  • Amber Capital
  • Ancora Advisors, LLC
  • Argyle Street Management
  • Artisan Partners
  • Asset Value Investors
  • Bluebell Capital Partners
  • Browning West LP
  • Causeway Capital
  • Cevian Capital
  • CIAM
  • Clearway Capital
  • Corvex Management LP
  • Crystal Amber
  • Curi RMB Capital
  • Dalton Investments
  • DE Shaw & Co, LP
  • Deka
  • Effissimo Capital
  • Elliott Investment Management
  • Engine Capital, L.P.
  • ENKRAFT
  • Gatemore Capital Management
  • HG Vora Capital Management, LLC
  • Hibiki Path Advisors
  • Ichigo Asset Management, Ltd.
  • Impactive Capital
  • Inclusive Capital Partners LP
  • Irenic Capital Management
  • Japan Catalyst, Inc.
  • LIM Advisors
  • Nihon Global Growth Partners Management Inc.
  • Nippon Active Value Fund plc
  • Nippon Value Investors KK
  • Oasis Management Company
  • Palliser Capital
  • Pershing Square, LLC
  • Petrus Advisers
  • PrimeStone Capital LLP
  • Sachem Head Capital Management
  • Sandon Capital
  • Sandpiper Asset Management
  • Silchester International Investors LLP
  • Sparta Capital
  • Spectrum Entrepreneurial Ownership
  • SpringOwl Associates LLC
  • Starboard Value
  • Strategic Capital, Inc.
  • Tanarra Capital
  • Tcha Partners Asset Management
  • TCI Fund Management LTD
  • Teleios Capital Partners
  • Third Point, LLC
  • Trian Fund Management, LP
  • Tribeca Investment Partners
  • ValueAct Capital

Activist Glossary

13D:

A form filed with the SEC when a person or group acquires more than 5% of any voting class of a company's shares and has an active intention. The 13D must be disclosed within 10 calendar days of the shareholder passing the 5% threshold. In the 13D filing, the shareholder is required to disclose its ownership, intent, cost and transactions in the past 60 days.

13G:

A form filed with the SEC when a person or group acquires more than 5% of any voting class of a company’s shares and intends on being a passive shareholder. If an investor files a Schedule 13G and later decides to become more active in the company, he must then file a 13D.

13F:

A quarterly form filed with the SEC which is required of institutional investment managers with over $100 million of qualifying assets. The 13F discloses the investment managers long holdings as of the end of each quarter and is filed 45 days after quarter end.

Activist Investor:

An individual or group that purchases a significant amount of a public company's voting shares with the goal of effecting change within the company.

Board of Directors:

The appointed or elected body of individuals that oversee the activities of the company, but also holds a fiduciary duty to act in the best interest of the company’s shareholders.

Corporate Governance:

The system of rules, practices and processes by which a company is directed and controlled.

Item 4:

The section of the 13D which details the investors “Purpose of Transaction” or activist intent. This is where any letters, white papers, press releases, etc. are disclosed.

Proxy Contest/Proxy Fight:

The occasion where a stockholder (or group) runs a campaign in opposition to the company’s agenda or submits an independent proposal not supported by the company.

Poison Pill:

Also called a “Shareholder Rights Plan”, a defensive strategy designed to discourage hostile takeovers and keep shareholders below a certain percentage of ownership. If a shareholder exceeds the threshold of a poison pill (usually between 10% and 20%), all other shareholders have the right to acquire additional stock of the company for a nominal amount, effectively diluting the interest of the hostile suitor.

Proxy Vote:

A ballot cast by one shareholder on behalf of another. One of the benefits of being a shareholder is the right to vote on certain corporate matters.

Shareholder Activism:

An active approach to investing in public companies where shareholders exercise their right as owners in order to influence companies.

Staggered Board:

When every member of the Board is not up for election in the same year (i.e. there is a nine-person Board divided into three classes, with each class serving three year terms). Staggered boards helps reduce the risk of a takeover since it would take longer for the shareholder to gain control of a board, but can also be considered an entrenchment tool.

Standstill Agreement:

An agreement often entered into between an activist and a company in which, in exchange for receiving something (usually board seats), the activist will agree to certain restrictions for a specified period.

Standstill Provisions:

Restrictions and obligations the activist may be bound by (not to start a proxy fight beyond the current term, to cap. its ownership and to vote with the board).

13D Monitor

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